Investment Compliance Lawyer

• Investment Compliance Lawyer|Global Investment Company

Established corporation with over 25 years of market exprience, specializing in diverse financial investment.

She/he will be in charge of the regulatory and reporting compliance regarding the different investments:

• Anti-money laundering


• Investment reporting (720, ETE, D5/D6…)


• Regulatory compliance in Spain and USA (CNMV, FATCA, CRS, W8-W9)


• Reporting and relationship with market regulators (CNMV, SEC).


• Docketing files

It would be appreciated if she/he could give support on general legal matters to the Head of Legal and Tax Department:

• General contracts review (PoA, By Laws, rentals, acquisitions…).


• Prepare documents for legalization and coordination with Notaries.

Excelent development career oportunity in a well established corporation.

Requirements:

• Experience: Minimum 6 years of experience in legal and/or investment compliance. Experience in anti-money laundering and FATCA reporting and in dealing with Spanish CNMV will be valued.


• Education: Bachelor's Degree in Law and/or Business Administration.


• Languages: High level of English.


• Technical skills: Microsoft office 365 (Excel, Outlook, Word and PowerPoint) required.


• Specific Knowledge required: financial investments compliance regulation. General compliance and commercial and corporate law.


• Key soft skills: organization, accuracy, attention to detail, reliability, flexibility, teamwork, enthusiasm, responsibility, integrity, discretion and commitment.